Senior Auditor - Consumer Compliance in Brooklyn, OH at Key Bank- Corporate

Date Posted: 11/19/2019

Job Snapshot

  • Employee Type:
    Full-Time
  • Location:
    4910 Tiedeman Road
    Brooklyn, OH
  • Job Type:
  • Experience:
    Not Specified
  • Date Posted:
    11/19/2019

Job Description

ABOUT THE JOB

The Senior Auditor position is within the third line of defense, which is responsible for providing an independent and objective perspective on KeyCorp’s processes and risks through assessment and testing of the adequacy and effectiveness of Key’s risk management policies and practices, and adherence to laws and regulations.

The Senior Auditor on the Consumer Compliance team will be responsible for participating in audit projects with a primary focus on consumer compliance topics as they relate to both deposit and lending products. The Consumer Compliance team offers work life balance through limited to no travel, flexible schedules and the potential to telecommute. The Consumer Compliance team also promotes professional development growth through supporting the pursuit of relevant certifications (see below).

ESSENTIAL JOB FUNCTIONS

The Senior Auditor will be responsible for the following:

  • Perform regulatory research to understand the compliance risks associated with the audit.
  • Hold discussions with line of business personnel to identify the controls that mitigate the applicable risks.
  • Independently document walkthroughs, which demonstrate the auditor’s understanding of the identified risks and controls.
  • Execute and document testing performed over identified controls in accordance with Institute of Internal Auditors and internal Risk Review Group standards.
  • Document and communicate audit findings with the internal Risk Review Group team and line of business personnel.
  • Leading smaller scale audits and projects.

ADDITIONAL DUTIES

The Senior Auditor should possess the following skillsets:

  • Desire to learn consumer compliance regulatory requirements.
  • Independent ability to multi-task and prioritize projects.
  • Strong verbal and written communication skills.
  • Ability to build relationships with clients and teammates.

REQUIRED QUALIFICATIONS

2+ years of relevant experience

Bachelor’s Degree

PREFERRED SKILLS / QUALIFICATIONS

Willingness to pursue relevant certifications including:

  • Certified Anti-Money Laundering Specialist (CAMS)
  • Certified Financial Crimes Specialist (CFCS)
  • Certified Fraud Examiner (CFE)
  • Certified Public Accountant (CPA)
  • Certified Internal Auditor (CIA)

*Position may be located in either Cleveland or Buffalo.



FLSA STATUS:Exempt

KeyCorp is an Equal Opportunity and Affirmative Action Employer committed to engaging a diverse workforce and sustaining an inclusive culture. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status.

38824BR

Not Ready to Apply?

Joining our Talent Network will enhance your job search and application process. Whether you choose to apply or just leave your information, we look forward to staying connected with you.

At Key, we’re committed to diversity and inclusion in all we do. Qualified individuals with disabilities or disabled veterans who are unable or limited in their ability to apply on this site may request reasonable accommodations by email.