Compliance Officer - Governance and Reporting in Cleveland, OH at Key Bank- Corporate

Date Posted: 6/28/2019

Job Snapshot

  • Employee Type:
    Full-Time
  • Location:
    127 Public Square
    Cleveland, OH
  • Job Type:
  • Experience:
    Not Specified
  • Date Posted:
    6/28/2019

Job Description

JOB BRIEF

The Compliance Officer will be a member of the designated Governance & Reporting Compliance team within Compliance Risk Management. The Compliance Officer will provide support to the other Compliance Risk Management teams, Risk Management and Line of Business partners. The Compliance Officer will perform oversight activities and assume responsibility for mitigating and discouraging actions that may expose KeyCorp and its affiliates to risk outside its desired risk appetite.



ESSENTIAL JOB FUNCTIONS

  • For assigned lines of business and/or regulations, serve as the corporate subject matter expert across the designated lines of business.
  • Develop relationships of trust and confidence with the designated risk and lines of business partners.
  • Provide oversight and monitoring of line of business and risk management processes and controls.
  • Proactively identify process improvements or control gaps and facilitate necessary associated changes.
  • Provide oversight of compliance governance related programs.
  • Prepare and/or review reporting materials for various committee.
  • Keep abreast of new laws and regulations.
  • Participate in or assist with regulatory compliance exams and internal audits.
  • Assist with corporate policy and training review.
  • Provide independent review and challenge on various line of business activities.
  • Participate in or lead various projects related to mitigating risk to Key.
  • Proactively identify and implement innovative solutions.
  • Leverage data and analytics to ehance reporting and drive results.
REQUIRED QUALIFICATIONS

  • Bachelor’s Degree required; substantial industry experience may be substituted for a Bachelor’s Degree; Juris Doctorate or CRCM preferred.
  • 3-5 years of experience as a financial services compliance professional, bank regulator or other comparable legal experience.
  • Strong attention to detail.
  • Strong research skills coupled with strong problem solving/analytical skills.
  • Demonstrated knowledge of compliance or risk management principles.
  • Ability to comprehend and interpret federal and state laws.
  • Strong relationship management and leadership skills.
  • Proven ability to work in a team environment.
  • Sound decision-making skills; able to make decisions independently and quickly.
  • Solid written and oral communication skills.
  • Candidate must possess the wherewithal and flexibility to undertake new functions/tasks as the Compliance Risk and line of business evolves and grows.




FLSA STATUS:Exempt

KeyCorp is an Equal Opportunity and Affirmative Action Employer committed to engaging a diverse workforce and sustaining an inclusive culture. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status.

36263BR

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