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Compliance Officer - Financial Crimes Governance in Brooklyn, OH at Key Bank- Corporate

Date Posted: 5/10/2020

Job Snapshot

  • Employee Type:
  • Location:
    4900 Tiedeman Road
    Brooklyn, OH
  • Date Posted:

Job Description

Essential Job Functions: The Compliance Officer will be responsible for oversight and providing guidance/support on the following:

  • Provide support to the FCG Enterprise Team manager with the planning, prioritization, tracking, and reporting of projects/initiatives and program enhancements from across the AML program.
  • Ensure visibility into the purpose, impact, and status of program enhancements/initiatives through monthly governance reporting and quarterly OCC/FRB updates
  • Oversee the FCG issues management process to ensure effective remediation of findings related to AML/OFAC and maintain complete and accurate reporting of findings and remediation plan status
  • Support process improvement activities
  • Support the development and ongoing maintenance of governance reporting
  • Appropriately and promptly escalate issues/concerns to management
  • Demonstrate a proficient understanding of Key’s, Products and Services, Lines of Business, Delivery Channels, and Organizational structure.
  • Have a thorough understanding of Risk, Control, and Self-Assessment (RCSA) processes and Governance Risk & Control (GRC-Archer) system access and functionality
  • Participate in new business initiatives (BID) and Third Party Management activities. Identify risks to Key’s AML/OFAC program and identify appropriate control procedure requirements. Communicate risk mitigation requirements to the Business Risk and Controls offices and LOBs and assist with identification and development of the risk mitigation strategies. business and hold firm to those requirements to ensure proper risk mitigation.
  • Ensure third party contractual obligations are appropriately defined and align with the required AML/OFAC risk mitigation requirements
  • Assist with periodic BID and TPM reporting to FCG management, ERM, and regulatory updates.
  • Maintain an ongoing thoughtful, collaborative, yet firm oversight relationship with the business
  • Effectively partner and establish trusted relationships with LOB contacts, senior level management, the law group, marketing and others, regarding corporate-wide compliance issues
  • Promote a proactive compliance culture, delivering advice and guidance to the business/support functions.
  • Other complex compliance duties as assigned.

    Required Qualifications:

  • At least 5 – 7 years of AML/BSA banking compliance experience.
  • A Bachelor’s Degree is required, with advanced degree(s) desired.
  • CAMS certification desired.
  • Excellent organizational and initiative management skills.
  • Excellent writing skills and the ability to succinctly convey information to senior business and compliance management
  • Exceptional ability to manage or otherwise support multiple programs in a fast-paced environment with changing priorities and significant time pressures
  • Strong attention to detail
  • High ethical standards.


KeyCorp is an Equal Opportunity and Affirmative Action Employer committed to engaging a diverse workforce and sustaining an inclusive culture. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status.


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