Compliance Analyst III, RM in Cleveland, OH at Key Bank- Corporate

Date Posted: 7/25/2018

Job Snapshot

  • Employee Type:
  • Location:
    100 Public Square
    Cleveland, OH
  • Job Type:
  • Experience:
    Not Specified
  • Date Posted:

Job Description



Position Title: Compliance Analyst III


Reports to the Compliance Manager of KPB Risk Management

Supports Personal Trust, Institutional Asset Services, and Investment Management with regulatory and operational risk issues. Assists LOB management with both LOB initiatives and Corporate initiatives that affect the LOB


  • Primarily responsible for management and monitoring of the administrative and investment review process
  • Independently provide advice/consultation to the LOB regarding complex compliance and risk issues
  • Effectively interact with regulatory examiners, e.g., addressing examination issues/findings and discussing compliance and risk processes and policies
  • Work with the LOB to resolve internal audit and regulatory findings
  • Assist with updating the LOB Risk Assessment, as necessary
  • Assist with GRC testing for Key Private Bank (Trust and Banking)
  • Perform reviews and on-site visits of Trust field offices. Some travel may be required
  • Perform monitoring of LOB activities to evaluate control effectiveness
  • Serve as non-voting member on LOB committees
  • Perform administrative functions, as assigned
  • Other duties, as assigned


Participate in various LOB and Corporate Committees

Assist LOB with ad hoc requests that arise on a day-to-day basis


Bachelors Degree or equivalent banking experience. Fiduciary law or regulatory compliance experience a significant plus.


At least one of the following:

  • Certified Trust and Financial Advisor (CTFA)
  • Certified Fiduciary and Investment Risk Specialist (CFIRS)
  • Certified Regulatory Compliance Manager (CRCM)


  • Strong knowledge of personal trust preferred
  • Knowledge of industry, including laws and regulations preferred
  • Strong technology skills including Microsoft Office products, databases, data mining and reporting (Cognos) and report-writer experience
  • Sound decision-making skills
  • Self-motivation/initiative
  • Strong written and verbal communication skills
  • Sound understanding of compliance and operational risks
  • Strong research skills
  • Strong organizational skills
  • Proven ability to work with high-level management and deal with complex issues
  • Relationship building skills


PC, Fax. Phone and Scanner


On-the-job training

Industry publications

Seminars as available and within budget guidelines, as needed to maintain related professional certifications


100 Public Square, Cleveland, OH

KeyCorp's roots trace back 190 years to Albany, New York. Headquartered in Cleveland, Ohio, Key is one of the nation's largest bank-based financial services companies, with assets of approximately $134.5 billion at March 31, 2017. Key provides deposit, lending, cash management, insurance, and investment services to individuals and businesses in 15 states under the name KeyBank National Association through a network of more than 1,200 branches and more than 1,500 ATMs. Key also provides a broad range of sophisticated corporate and investment banking products, such as merger and acquisition advice, public and private debt and equity, syndications, and derivatives to middle market companies in selected industries throughout the United States under the KeyBanc Capital Markets trade name. KeyBank is Member FDIC.

KeyBank has administrative services in place that help support the business. These include: Finance, Human Resources, Legal, and Marketing. KeyBank’s Corporate Center supports strategic initiatives through multiple teams which provide distinctly different, yet interrelated, disciplines for the KeyBank Leadership team and its business groups. The Corporate Center protects and enhances Key’s brand through thoughtful and deliberate messaging and responsible banking. Our proactive approach and significant expertise engage both internal and external constituents – employees, clients, shareholders, investors, regulators, legislators, community advocates – by adding value, positively influencing their perceptions, and instilling a sense of confidence in Key.


KeyCorp is an Equal Opportunity and Affirmative Action Employer committed to engaging a diverse workforce and sustaining an inclusive culture. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status.

JobID: 30506BR

Not Ready to Apply?

Joining our Talent Network will enhance your job search and application process. Whether you choose to apply or just leave your information, we look forward to staying connected with you.