Auditor - Capital Markets in Buffalo, NY at Key Bank- Corporate

Date Posted: 11/20/2019

Job Snapshot

  • Employee Type:
  • Location:
    Buffalo, NY
  • Job Type:
  • Experience:
    Not Specified
  • Date Posted:

Job Description

The Senior Auditor position is within KeyBank’s third line of defense which is responsible for providing an independent and objective perspective on KeyCorp's risks and controls through assessment and testing of the effectiveness of Key's policies and practices, as well as adherence to applicable laws and regulations.

The Capital Markets Audit team offers work-life balance through limited to no travel, flexible schedules, and the potential to telecommute up to two days a week. The Capital Markets Audit team also offers career path planning and supports professional growth by supporting the pursuit of relevant certifications.

The Auditor is responsible for participating in internal audits of various business functions with a focus on capital markets.


The Auditor will primarily be responsible for the following:
  • Documenting walkthroughs, including identification of risk and controls, under the supervision of the Audit Lead.
  • Documenting testing performed and findings identified in accordance with IIA and internal standards.


The Auditor should possess the following skillsets:
  • Desire to learn about investments and capital markets concepts including but not limited to: investment banking, securities trading, derivatives and foreign exchange transactions, equity research, and market risk management
  • Ability to multi-task and prioritize in order to meet established deadlines.
  • Effective verbal and written communication skills.
  • Ability to build relationships with clients and teammates.


0-2 years of relevant experience


Bachelor’s Degree preferred.

Willingness to pursue relevant certifications/licenses including:
  • Certified Public Accountant (CPA)
  • Certified Internal Auditor (CIA)
  • Series 7

*Position may be located in either Cleveland or Buffalo


KeyCorp is an Equal Opportunity and Affirmative Action Employer committed to engaging a diverse workforce and sustaining an inclusive culture. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status.


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