Auditor - BSA/AML in Buffalo, NY at Key Bank- Corporate

Date Posted: 9/6/2018

Job Snapshot

  • Employee Type:
    Full-Time
  • Location:
    239 Van Rensselaer Street
    Buffalo, NY
  • Job Type:
  • Experience:
    Not Specified
  • Date Posted:
    9/6/2018

Job Description


ABOUT THE JOB

The Auditor is responsible for participating in internal audits of various business functions with a focus on BSA/AML.

ESSENTIAL JOB FUNCTIONS
The Auditor will be responsible for the following:

  • Documenting walkthroughs, including identification of risk and controls, under the supervision of the Audit Lead.
  • Documenting testing performed in accordance with IIA and internal standards.

ADDITIONAL DUTIES

The Auditor should possess the following skillsets:

  • Desire to learn Bank Secrecy Act (BSA) and Anti-Money Laundering (AML) compliance regulatory requirements.
  • Ability to multi-task and prioritize in order to meet established deadlines.
  • Effective verbal and written communication skills.
  • Ability to build relationships with clients and teammates.

REQUIRED QUALIFICATIONS

0-2 years of relevant experience


PREFERRED SKILLS / QUALIFICATIONS

Bachelor’s Degree preferred.

Knowledge of Bank Secrecy Act (BSA)/Anti-Money Laundering (AML) preferred including: Suspicious Activity Reporting (SAR), Currency Transaction Reporting (CTR), Customer Due Diligence (CDD)/Enhanced Due Diligence (EDD), Customer Identification Program (CIP), Office of Foreign Assets Control (OFAC), Funds Transfers, Risk Assessments, and Fraud.

Relevant certifications include:
Certified Regulatory Compliance Manager (CRCM)
Certified Anti-Money Laundering Specialist (CAMS)
Certified Public Accountant (CPA)
Certified Internal Auditor (CIA)
Certified Fraud Examiner (CFE)
Certified Financial Crimes Specialist (CFCS)
Certified AML and Fraud Professional (CAFP)

ABOUT KEY:
KeyCorp's roots trace back 190 years to Albany, New York. Headquartered in Cleveland, Ohio, Key is one of the nation's largest bank-based financial services companies, with assets of approximately $134.5 billion at March 31, 2017. Key provides deposit, lending, cash management, insurance, and investment services to individuals and businesses in 15 states under the name KeyBank National Association through a network of more than 1,200 branches and more than 1,500 ATMs. Key also provides a broad range of sophisticated corporate and investment banking products, such as merger and acquisition advice, public and private debt and equity, syndications, and derivatives to middle market companies in selected industries throughout the United States under the KeyBanc Capital Markets trade name. KeyBank is Member FDIC.

ABOUT THE BUSINESS:
Key Enterprise Risk Management provides leadership on risk management strategies and initiatives for credit, market, compliance and operational risk, as well as portfolio management, quantitative analytics and asset recovery activities. Key's objective is to achieve and sustain strong enterprise risk management practices consistent with industry standards and regulatory expectations in support of business strategies. To reach this goal, risk is identified, measured and managed in a manner that promotes effective decision-making and instills accountability. A strong risk culture is critical to achieving our vision to become the best regional bank in the U.S.

FLSA STATUS:Exempt

KeyCorp is an Equal Opportunity and Affirmative Action Employer committed to engaging a diverse workforce and sustaining an inclusive culture. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status.

JobID: 31516BR

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