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Senior Auditor - Capital Markets in Cleveland, OH at Key Bank- Corporate

Date Posted: 7/29/2020

Job Snapshot

Job Description

The Senior Auditor position is within KeyBank’s third line of defense which is responsible for providing an independent and objective perspective on KeyCorp's risks and controls through assessment and testing of the effectiveness of Key's policies and practices, as well as adherence to applicable laws and regulations.

The Senior Auditor is responsible for participating in internal audits of various business functions with a focus on capital markets and market risk. The Capital Markets Audit team offers work-life balance through limited to no travel, flexible schedules, and the potential to telecommute. The Capital Markets Audit team also offers career path planning and supports professional growth by supporting the pursuit of relevant certifications.


The Senior Auditor will primarily be responsible for the following:
Perform research to understand the operational, compliance, and market risks associated with the audit.
Hold discussions with line of business personnel to identify the controls that mitigate the applicable risks.
Independently document walkthroughs, which demonstrate the auditor’s understanding of the identified risks and controls.
Execute and document testing performed over identified controls in accordance with Institute of Internal Auditors and internal Risk Review Group standards.
Document and communicate audit findings with the internal Risk Review Group team and line of business personnel.
Leading smaller scale audits and projects.


The Senior Auditor should possess the following skillsets:
Desire to learn about investments and capital markets concepts including but not limited to: investment banking, equity and fixed income trading, derivatives and foreign exchange transactions, equity research, and market risk management
Independent ability to multi-task and prioritize projects.
Strong verbal and written communication skills.
Ability to build relationships with clients and teammates.


2+ years of relevant experience, audit experience preferred
Bachelor’s Degree


Willingness to pursue relevant certifications/licenses including:
Certified Public Accountant (CPA)
Certified Internal Auditor (CIA)
Certified Fraud Examiner (CFE)
Series 7

*Position may be located in either Cleveland or Buffalo


KeyCorp is an Equal Opportunity and Affirmative Action Employer committed to engaging a diverse workforce and sustaining an inclusive culture. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status.


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