Compliance Officer - Marketing & Product Management in Buffalo, NY at Key Bank- Corporate

Date Posted: 11/9/2019

Job Snapshot

  • Employee Type:
    Full-Time
  • Location:
    Buffalo, NY
  • Job Type:
  • Experience:
    Not Specified
  • Date Posted:
    11/9/2019

Job Description

JOB BRIEF

The Compliance Officer will be a member of the Consumer and Commercial Lending Compliance team within Compliance Risk Management. The Compliance Officer will provide support to the Marketing and Consumer Product Management lines of business by researching, interpreting and assisting with applying the related laws and regulations. As subject matter expert, the Compliance Officer will provide consultative advice, perform oversight activities and assume responsibility for mitigating and discouraging actions that may expose KeyCorp and its affiliates to risk outside its desired risk appetite.



ESSENTIAL JOB FUNCTIONS

  • For assigned lines of business, serve as the corporate subject matter expert for all compliance risks.
  • Develop relationships of trust and confidence with the designated lines of business.
  • Provide oversight and monitoring of line of business processes and controls.
  • Proactively identify process improvements or control gaps and facilitate necessary associated changes.
  • Keep abreast of new laws and regulations.
  • Assist with regulatory compliance exams.
  • Assist with corporate policy and training development.
  • Educate and provide consultative advice on related regulations.
  • Provide independent review and challenge on various line of business activities.
  • Participate in or lead various projects related to mitigating risk to Key.


REQUIRED QUALIFICATIONS

  • Bachelor’s Degree required; substantial industry experience may be substituted for a Bachelor’s Degree; Juris Doctorate or CRCM preferred.
  • 3-5 years of experience as a financial services compliance professional, bank regulator or other comparable legal experience.
  • Demonstrated knowledge of the regulatory requirements related to marketing consumer credit products, development of new credit products and maintenance of existing products.
  • Experience working with Regulation Z and UDAAP
  • Ability to comprehend and interpret federal and state laws that apply to marketing and product management.
  • Strong relationship management and leadership skills.
  • Candidate must possess the wherewithal and flexibility to undertake new functions/tasks as the Compliance Risk and line of business evolves and grows.
  • Proven ability to work in a team environment.
  • Sound decision-making skills; able to make decisions independently and quickly.
  • Solid written and oral communication skills.
  • Sound understanding of compliance risks.
  • Strong research skills coupled with strong problem solving/analytical skills.
  • Strong attention to detail.


FLSA STATUS:Exempt

KeyCorp is an Equal Opportunity and Affirmative Action Employer committed to engaging a diverse workforce and sustaining an inclusive culture. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status.

37451BR

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